SEC Reopens Comment Period for Proposed Amendments to Exchange Act Rule 3b-16 and Provides Supplemental Information

Apr 14, 2023

The Securities and Exchange Commission today reopened the comment period and provided supplemental information on proposed amendments to the definition of “exchange” under Exchange Act Rule 3b-16. The Commission initially proposed the amendments in…

Full report at: Read More

More News

US Department of Labor again finds resin manufacturer exposing employees to respiratory hazards, risk of explosion at Kenton facility

Dutch Medical Supplier Philips to Pay More Than $62 Million to Settle FCPA Charges

‘Danger Vu’: Federal inspection again finds Dollar General exits, walkways blocked, boxes stacked unsafely, workers at risk in Texas, Wisconsin

SEC Approves Funding Amendment to National Market System Plan Governing the Consolidated Audit Trail

SEC Charges Red Rock Secured, Three Executives in Fraud Scheme Targeting Retirement Accounts

Arizona Jury Awards 27.6 Million To Company Founder in Retaliation Suit

SEC Charges Electric Vehicle Co. for Misleading Revenue Projections Ahead of SPAC Merger

SEC Charges Electric Vehicle Co. for Misleading Revenue Projections Ahead of SPAC Merger

FROM:
Department of Labor will seek public input, ideas to improve OSHA whistleblower program outreach, training at October meeting

Department of Labor will seek public input, ideas to improve OSHA whistleblower program outreach, training at October meeting

FROM:
SEC Charges Exelon, its Subsidiary Commonwealth Edison, and Subsidiary’s Former CEO Anne Pramaggiore with Fraud in Connection with Political Corruption Scheme

SEC Charges Exelon, its Subsidiary Commonwealth Edison, and Subsidiary’s Former CEO Anne Pramaggiore with Fraud in Connection with Political Corruption Scheme

FROM:
SEC Charges Former Pareteum Executives with Accounting and Disclosure Fraud

SEC Charges Former Pareteum Executives with Accounting and Disclosure Fraud

FROM: