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SEC Spotlights Due Diligence during World Investor Week 2023
The Securities and Exchange Commission today announced it will highlight the importance of investor education and protection during World Investor Week (WIW) 2023, which takes place October 2-8. Arising technologies and new digital tools are making it… Full report at:…
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Charleston, South Carolina – Steinberg Law Firm is pleased to announce their selection as Best Law Firm 2023 in the Post and Courier Charleston’s Choice…
The Securities and Exchange Commission today announced charges against six officers, directors, and major shareholders of public companies for failing to timely report information about…
Detroit, Michigan – In an unprecedented display of legal expertise, formidable skill, and dedication to the pursuit of justice, 23 attorneys from Sommers Schwartz, P.C.…
Detroit, Michigan – In an unprecedented display of legal expertise, formidable skill, and dedication to the pursuit of justice, 23 attorneys from Sommers Schwartz, P.C.…
The Securities and Exchange Commission today announced settled fraud charges against Hyzon Motors Inc., an upstate New York-based company that builds hydrogen fuel cell electric…
The Securities and Exchange Commission today announced that Concord, California-based registered investment adviser AssetMark Inc. has agreed to pay more than $18 million to settle…
From the U.S. Attorney’s Office, Southern District of California SAN DIEGO – Abel Alonso Valdez-Vazquez was sentenced to 18 months in federal prison for misusing…
From the U.S. Attorney’s Office, District of Massachusetts BOSTON – A Norwood woman pleaded guilty on Sept. 22, 2023 in federal court in Boston to…
The Securities and Exchange Commission today released a report to Congress summarizing policy recommendations made during the 42nd Annual Government-Business Forum on Small Business Capital…