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SEC Spotlights Due Diligence during World Investor Week 2023
The Securities and Exchange Commission today announced it will highlight the importance of investor education and protection during World Investor Week (WIW) 2023, which takes place October 2-8. Arising technologies and new digital tools are making it… Full report at:…
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The Securities and Exchange Commission today announced settled charges against Goldman Sachs & Co. LLC for failing to provide complete and accurate securities trading information,…
The Securities and Exchange Commission today announced charges against Mexico-based company Aras Investment Business Group S.A.P.I. de C.V., its CEO Armando Gutierrez Rosas, and four…
New York, New York – Nematzadeh PLLC announced today that Super Lawyers® has included Founder and Managing Attorney, Justin S. Nematzadeh, in its listing of…
Miami, Florida – Following a recent arbitration conference before the Honorable Jerald Bagley (Ret.), involving a dispute between J.B. Harris and Titan Asset Management, Harris,…
Miami, Florida – Following a recent arbitration conference before the Honorable Jerald Bagley (Ret.), involving a dispute between J.B. Harris and Titan Asset Management, Harris,…
The Securities and Exchange Commission today approved a rule to revise the Commission’s regulations under the Privacy Act, which is the principal law governing the…
The Securities and Exchange Commission today adopted amendments to the Investment Company Act “Names Rule,” which addresses fund names that are likely to mislead investors…
19 de septiembre, 2023 From OSHA: Read More
Port Washington, New York – Omnizant, a legal industry-specific digital marketing agency, is proud to announce it won two Legal Standard of Excellence awards in…
Portland, Oregon – Gearing Rackner & McGrath, a distinguished Oregon-based divorce and family law firm, proudly announces that senior associate Anne Haugaard is included on…